Operations - Hays Advisory
 
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OPERATIONS
Quality service is paramount to Hays Advisory at all levels of the firm, and our people do make the difference. Hays Advisory has a history of hiring individuals dedicated to our firm's core values and who are driven to provide the best service and client experience possible.


Laura Brooks - Hays Advisory  

Laura Brooks
OPERATIONS MANAGER
With over 15 years of experience in the financial industry, Laura oversees all operation processes including daily reconciliation and account data maintenance. Prior to joining Hays Advisory in 2001, she worked with top producers at both Merrill Lynch and Morgan Stanley. Laura uses her experience and vast knowledge of the industry to ensure that client's service needs are handled at the highest level.


Stephanie Davis - Hays Advisory  

Stephanie Davis
TRADING MANAGER
Stephanie is the head equity and ETF trader at Hays, and has over 17 years' experience in the industry. She is responsible for determining the best trade execution method across various strategies, and works with multiple trading venues to ensure trades are executed in a market-sensitive, cost-efficient, timely and compliant manner. Joining Hays Advisory in 2004, Stephanie's prior experience includes time as a Registered Client Service Associate and Branch Technical Liaison at UBS Financial. 


Wendy Vasquez - Hays Advisory  

Wendy Vasquez
CHIEF COMPLIANCE OFFICER
Serving as Hays' Chief Compliance Officer since 2001, Wendy Vasquez's experience and in-depth knowledge of the securities industry allows her to manage all aspects of the firm's compliance. Prior to joining Hays, Wendy was a Branch Manager at ProTrader Securities Corporation, a division of Instinet, where she supervised margin lending, options and equity transactions, and compliance.


Jessica Carpenter - Hays Advisory  

Jessica Carpenter 
OPERATIONS SPECIALIST
Jessica Carpenter came to Nashville in pursuit of a career in the Christian music industry. When music became less than a full time job, Jessie began working at Hays Advisory as a receptionist. Her strong technology skills and attention to detail allowed Jessica to be quickly promoted to a Portfolio Administrator where her responsibilities include reconciliation, new account opening, as well as direct assistant to the trading manager.



 

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